SEC Disclosure Update With Shelley E. Parratt

More From This Author
See More

Lanny Breuer (US DOJ) on Corporate Crime
Lanny Breuer (US DOJ) on Corporate...

Lanny Breuer, selected by President Obama to head the Criminal Division of the Justice Department in January 2009, will discuss practical matters for companies dealing with the Justice Department, including topics such as cooperation, attorney-client privilege, and the importance of pre-existing compliance programs. Breuer will also discuss the Department’s increasing use of proactive law-enforcement strategies and tools, such as wiretaps, to combat financial fraud.

Second City Summary: Compliance Week 2010 Conference Wrap-Up
Second City Summary: Compliance...

Get ready for a fun, interactive, high-energy conference closer from Second City Communications, the business solutions division of the world-famous comedy theatre. Using observations, ideas, and insights garnered from the entire three-day conference, Second City Communications will play back what they’ve heard, offering a real-time wrap-up of key conference takeaways, and providing a host of ideas you can bring back to your company. This is a closing session you won’t want to miss! Featuring: * Second City Communications CEO Tom Yorton

Trends in Codes of Conduct
Trends in Codes of Conduct

Like Web 2.0, do you have a “Code 2.0”? PepsiCo Chief Compliance Officer Stephen Naughton will share his team’s research into trends related to codes of business conduct. The session will leverage research that PepsiCo conducted while attempting to revise and update its own code and will focus on the most interesting innovations and developments. Featuring: * PepsiCo, Inc. VP, Compliance and Chief Compliance Officer Stephen M. Naughton

Social Media & Compliance
Social Media & Compliance

Compliance, ethics, and legal executives at Johnson & Johnson, Best Buy, and The Travelers Companies will provide details on their social media policies, programs, and experiences, focusing on a variety of cultural, legal, and disclosure-related issues. Featuring: * Johnson & Johnson Senior Counsel & Assistant Corporate Secretary Douglas K. Chia * Best Buy Chief Ethics Officer Kathleen Edmond * The Travelers Companies, Inc. SVP, Chief Compliance Officer & Group General Counsel David Baker * Compliance Week Columnist; President, Docket Media LLC; Founder and Editor, Securities Docket, Bruce Carton (moderator)

Transcript

  1. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  2. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  3. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  4. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  5. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  6. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  7. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  8. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  9. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  10. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  11. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

  12. Shelley Parratt

    Shelley ParrattDeputy DirectorDisclosure OperationsSecurities and Exchange Commission

    Presenter's Notes: 1

SEC Disclosure Update With Shelley E. Parratt
Shelley Parratt of the SEC’s Corporation Finance Division will provide an update of the Commission’s disclosure program, including topics such as executive compensation disclosure, climate-change disclosure, and other proxy disclosure issues, as well as updates regarding the Comment Letter process.

Featuring:
* U.S. Securities and Exchange Commission Deputy Director (Disclosure Operations), Division of Corporation Finance, Shelley E. Parratt